Topics in Securities Regulation
Fall 2013 • LAW 610 • Credits: 2
Instructor: Carl Bjerre
A focused treatment of certain topics governing the initial issuance and secondary market trading of stocks, bonds and derivatives. Emphasis is placed on the Securities Act of 1933, the Securities Exchange Act of 1934, the Securities Investor Protection Act, and aspects of the Dodd-Frank Wall Street Reform and Consumer Protection Act. Not open to students who have completed Securities Regulation.